Investment Management: Law and Practice by Timothy Spangler

Investment Management: Law and Practice

EditorTimothy Spangler

Hardcover | February 7, 2010

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Investment Management: Law and Practice provides an in-depth guide to the processes and legal and regulatory issues relating to investment management. Edited by Timothy Spangler, a New York qualified lawyer and English solicitor, this work provides a comparative consideration of UK and USpractice. The work adopts a three part structure. The first part examines the legal principles underlying investment management and the regulatory position in both the UK and the US. It provides lawyers with guidance on the tort aspects of practice in this area, looking at the common law relating to standardof care, contractual duty and fiduciary duty. The second part includes a detailed consideration of those aspects of particular relevance to investment management law, such as derivatives, soft commission and market abuse. The third part considers pertinent issues relevant to each client sector toprovide a practical research tool for advising different categories of client.This work will offer valuable information on the regulatory changes and market activity in this dynamic and increasingly specialist practice area.

About The Author

Timothy Spangler is a partner and chair of the Investment Funds Group in Kaye Scholer LLP's London and New York offices, where he regularly advises sponsors on the formation, structuring and negotiation of a wide variety of investment vehicles.
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Details & Specs

Title:Investment Management: Law and PracticeFormat:HardcoverDimensions:1312 pages, 9.69 × 6.73 × 0 inPublished:February 7, 2010Publisher:Oxford University PressLanguage:English

The following ISBNs are associated with this title:

ISBN - 10:0199582505

ISBN - 13:9780199582501

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Table of Contents

Part I: Legal and Regulatory Framework1. Introduction2. The Legal Basis of Investment Management3. Regulation of Investment Managers - United Kingdom4. Regulation of Investment Managers - United States5. Standard of Care6. Contractual Duties7. Fiduciary DutiesPart II: Key Topics8. Advertising and Marketing9. Proxy Voting10. Best Execution11. Soft Commission12. Data Protection and Privacy13. Market Abuse and Insider Dealing14. Derivatives15. Stakebuilding and Ownership Disclosure16. Taxation17. Outsourcing18. Industry Best Practice and GuidelinesPart III: Clients19. US Mutual Funds20. UK and European Closed-Ended Listed Funds21. UK Authorised Funds22. Erisa Plans23. Occupational Pension Schemes24. Local Government Pension Schemes25. UK Charities26. High Net Worth Individuals27. Sovereign Wealth Funds28. Hedge Funds29. US Charities and Endowments30. With Profit-Funds