Sarbanes-Oxley: Building Working Strategies for Compliance by T. SheppeySarbanes-Oxley: Building Working Strategies for Compliance by T. Sheppey

Sarbanes-Oxley: Building Working Strategies for Compliance

byT. Sheppey

Hardcover | November 14, 2006

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Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving, or are about to serve jail sentences, and several hundred million dollars has been wiped off the share price of affected companies.

In this book, McGill & Sheppey examine how compliance is achieved and maintained. It explores the startegies and tool sets that have led compnaies to successfully manage compliance and suggests effective measures for implemantation.
ROSS McGILL is director of marketing for Globetax and managing director of TConsult Ltd. TERENCE SHEPPEY is founder of Precision Texts Ltd, a strategy, white paper, and documentation specialist consultancy.
Title:Sarbanes-Oxley: Building Working Strategies for ComplianceFormat:HardcoverDimensions:320 pagesPublished:November 14, 2006Publisher:Palgrave Macmillan UKLanguage:English

The following ISBNs are associated with this title:

ISBN - 10:0230006787

ISBN - 13:9780230006782


Table of Contents

What is Sarbanes- Oxley? * Backgrounds and Legislative Trends * The Financial Sector * An Overview of the Act * Structure and Sections of the Act * Why are Financial Services Affected? * Financial Reporting * Cost * Executive Responsibility * Internal and External Auditing * Intermediaries and Financial Organisations * Degrees of Compliance * Practical Strategies and Best Practice * Compliance with 3-2 Documentation * Compliance with 4-4 Reporting * Controlling Internal Controls * Documentation, Testing and Evaluation * Process and the Organistation- Policies and Behaviour * Risk Management and Security * Intellectual Capital * Information Security and IT Governance * Compliance in the Supply Chain * Impact of Regulatory Frameworks * Methodologies and Frameworks * Existing Colutions and Re-use * Compliance Tools: In House, Vendor or Auditor * Professional Service Providers and Best Practice * The Benchmark Solution